This isn't just legal theory. It’s a practical playbook for Compliance Officers and Heads of Broking. We break down the FCA’s emerging framework into actionable steps for your firm, helping you innovate without exposing your license to risk.

• Consumer Duty Alignment: Ensuring AI-assisted comparisons meet the requirement for delivering 'Good Outcomes'.

• Data Sovereignty: Navigating GDPR, cloud hosting, and client confidentiality in a post-Brexit landscape.

• Human-in-the-Loop: How to structure workflows so brokers retain final decision-making authority.

• Vendor Checklist: The critical questions every firm must ask before procuring generative AI tools.